ComplyIQ — Compliance Intelligence Platform
An AI analytical framework
for compliance teams
ComplyIQ applies regulatory logic to submitted customer data consistently and at speed — so analysts spend their time on analysis and decisions, not on data assembly. The data infrastructure underneath remains your existing investment. ComplyIQ is the reasoning layer on top.
How the operational mode works
👤
1. Submit
Analyst submits a customer or scenario — structured form or free-text description of a case
⚙️
2. Agents activate
Relevant agents run simultaneously, each applying its regulatory framework. Tool calls are visible — the analyst sees the reasoning, not just the conclusion
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3. Assessment returned
Risk verdict, ranked flags, regulatory obligations, and recommended next action — consistent format every time
✅
4. Analyst decides
Approve, refer, or decline. ComplyIQ structures the information — the decision and accountability remain with the analyst
What we have built
🏛️
Compliance Agents
Seven compliance agents — operational and audit mode
Each agent applies its domain regulatory framework to a submitted customer profile or scenario and returns a structured assessment. All seven run simultaneously in the screening workbench. Each agent also has a standalone operational mode with preset scenarios for deeper case analysis.
👤 KYC — identity, documents, PEP
📊 AML — transaction risk, typology
🚫 Sanctions — OFAC, UN, EU, HMT
🏛️ KYB — entity, UBO, jurisdiction
🔎 Fraud — identity, synthetic
🏴 CTF — terrorist financing, FATF
📄 Regulatory Reporting — SAR, STR, CTR filing obligations
🔴
Digital Assets Agent
Specialist agent for virtual asset compliance
A dedicated agent for the full digital asset financial crime risk spectrum. Eight compliance tools covering VASP due diligence, on-chain screening, Travel Rule, DeFi, NFT risk, sanctions on-chain, transaction patterns, and case logging. Includes a 16-question audit module. Reflects all major regulatory developments through July 2026.
FATF R.15/16
OFAC Virtual Currency
EU MiCA
GENIUS Act 2025
BMA DABA Bermuda
CARF 2026
SEC-CFTC joint framework
Tornado Cash Van Loon ruling
Working prototype — July 2026.
All regulatory reasoning, agent workflows, and audit tools are fully functional. The platform reasons from submitted data using current regulatory frameworks. Integration with live data sources — sanctions list feeds, blockchain analytics, identity document verification — is the next development phase. The analyst’s judgment and regulatory accountability remain unchanged: ComplyIQ structures the assessment, the analyst makes the decision.
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Compliance program audit
Seven compliance agents include a companion audit tool
Designed for two use cases: an internal compliance team assessing their own program before a regulatory examination, or a consultant conducting a third-party review. Each audit covers 10–16 structured questions. Claude assesses each answer against the relevant regulatory benchmark — EU AMLD, FATF, FinCEN, FCA, MiCA — on request. Generates a structured report with executive summary, critical gaps, strengths, and five prioritized recommendations.
10–16 questions per agent
Scored 0–3 per question
Claude regulatory assessment on request
Structured audit report generated
← Compliance suite
Submit a customer for
Customer Screening Workbench
Submit a customer for
risk screening
Five compliance agents run simultaneously — identity, sanctions, AML, fraud, and entity due diligence. Results in seconds.
Identity information
Core fields
Identity documents
Upload for verification
ID front
JPG, PNG or PDF
ID back
JPG, PNG or PDF
Selfie / photo
JPG or PNG
Financial profile
Risk context
Politically Exposed Person (PEP)
Self-declaration
CASE REF-0000000
Screening in progress…
Five compliance agents running — results populating below
KYC
Running…
Identity verification
Sanctions
Queued
List screening
AML
Queued
Risk profiling
Fraud
Queued
Integrity check
KYB
Queued
Entity due diligence
CTF
Queued
Terrorist financing
Reg Reporting
Queued
SAR / CTR obligations
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Risk
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⚠️Manual Review Required
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⚑Risk flags summary0 flags